Using a social learning configuration to increase Vietnamese smallholder farmers’ adaptive capacity to respond to climate change


Link to the T&F site for the article

My former PhD-student Le Thi Hong Phuong now has a fourth paper from her dissertation which she only defended a few months ago, accepted in Local Environment a T&F journal on justice and sustainability (one of the oldest journals in this area!). Here is the abstract:

Social learning is crucial for local smallholder farmers in developing countries to improve their adaptive capacity and to adapt to the current and projected impacts of climate change. While it is widely acknowledged that social learning is a necessary condition for adaptation, few studies have systematically investigated under which conditions particular forms of social learning are most successful in improving adaptive capacity of the most vulnerable groups. This study aims to design, implement and evaluate a social learning configuration in a coastal community in Vietnam. We make use of various methods during four workshop-based interventions with local smallholder farmers: interviews with key farmers and commune leaders, farmer-to-farmer learning, participatory observations and focus group discussions. The methods for evaluation of social learning configuration include in-depth interviews, focus group discussions and structured survey interviews. Our findings show that the social learning configuration used in this study leads to an increased problem ownership, an enhanced knowledge-base with regard to climate change impacts and production adaptation options, improved ability to see connections and interdependencies and finally, strengthened relationships and social cohesion. The results suggest that increased social learning in the community leads to increase in adaptive capacity of smallholder farmers and improves both their economic and environmental sustainability. We discuss the key lessons for designing learning configurations that can successfully enhance adaptive capacity and smallholder farmers’ agency and responsiveness to the challenges posed by climate change impacts.



New: The interplay between social learning and adaptive capacity in climate change adaptation


Pics source:

One of my PhD students, Le Thi Hong Phuong from Vietnam, just had her review article (with me and Robbert Biesbroek of Wageningen UR as humble co-authors) published in NJAS . In the paper she maintains that successful implementation climate change adaptation depends to a large extent on the capabilities of individuals, organizations, and communities to create and mobilize the adaptive capacity (AC) of their socio-ecological system. In the paper, creating and mobilizing AC is seens as a continuous process that requires social learning (SL). Although rich with empirical cases, the literature theorizing and empirically investigating the relationship between AC and SL is highly fragmented. This paper aims to critically examine the peer-reviewed literature that focusses on SL and AC in the context of climate change adaptation (CCA).

Special attention is paid to the interplay between the two. Understanding this interplay can help improve our understanding of how CCA takes place in practice and advances theoretical debates on CCA. Systematic review methods are used to analyse 43 papers (1997–2016). The findings reveal three perspectives that each play an important role in different contexts: an AC-focused perspective, a SL-focused perspective, and a hybrid perspective. These differences in conceptualizations of the relationship between SL and AC may seem trivial at first, but they have consequences for the design of learning-based interventions aimed at helping communities respond to climate change. It appears that such interventions need to be preceded by an analysis of the climate change context in order to decide whether to emphasize AC, SL or both simultaneously.

You can find the paper here: The interplay between social learning and adaptive capacity in climate change adaptation or request a copy by emailing me at The DOI is:


  • Social learning (SL) & adaptive capacity (AC) are critical in climate change adaptation.
  • Social learning does not necessarily build adaptive capacity and vice versa.
  • Three interplays between SL and AC emerge: SL-focused, AC-focused and hybrid.
  • The effectiveness of an interplay depends on the climate adaptation context.
  • This has implications for governance to help communities to adapt to climate change.